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Head of Compliance
“Since joining the team in January 2018 I have not looked back. I have been lucky enough to join a firm where the individuals are exciting and charismatic and above all are passionate about their clients. Paradigm Norton cares for their people and are nurturing future generations of excellent financial planners.”
Lisa joined Paradigm Norton in January 2018 to ensure all CF 10 and CF 11 requirements are achieved.
Lisa started her compliance journey as a Compliance Assistant for Ecclesiastical Insurance Company. Since then Lisa has worked at HBOS as Senior Compliance Adviser and as the Compliance Manager within an online investment firm and a mortgage intermediary and brings a breath of knowledge to the role.
Lisa obtained MSc in Law, Governance, Risk and Compliance in 2019, and holds numerous CII exams including AFPC. She is a Fellow of the International Compliance Association and currently working towards Chartered status. Having seen so many changes within the industry one thing always remains constant on her list of priorities: working for firms that deliver fair client outcomes.
Lisa is extremely passionate about Compliance with a particular interest in Financial Promotions, Fraud and Complaints.
Outside of work
Family comes first with Lisa who dedicates her time to her children, husband and Tibetan Terrier.